Artwork for podcast Real Life Regulators: Financial Fraud
The Nest Egg Nabber
Episode 25 • 29th September 2026 • Real Life Regulators: Financial Fraud • NASAA
00:00:00 00:33:32

Share Episode

Shownotes

In today’s episode of The Nest Egg Nabber, we talk to the Washington State Securities Division about a financial adviser who drained an elderly widow’s nest egg. He established a professional and personal relationship, only to ultimately nab a million dollars for himself.

Resources:

NASAA’s Contact Your Regulator Page

NASAA Investor Bulletin: Why You Should Consider Adding a Trusted Contact to Your Account

BrokerCheck by FINRA

Links

Chapters

Video

More from YouTube