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At the Table: Discussing the SEC’s March Towards Granular Oversight of the Private Funds Industry
Episode 22nd March 2022 • The Regulatory Roundtable • Simpson Thacher
00:00:00 00:40:07

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This episode focuses on the SEC’s February 9 proposed rules targeting private equity and private funds; the SEC’s January 26 proposed amendments to Form PF; and the Division of Examinations risk alert published January 27.

Meet Your Episode Two Hosts

David W. Blass, Simpson Thacher

Partner; formerly served as General Counsel of the Investment Company Institute and also held senior roles for over a decade at the SEC

Meaghan A. Kelly, Simpson Thacher

Partner; specializes in advising fund managers with respect to SEC examinations, compliance and disclosure questions, and SEC enforcement investigations

Michael J. Osnato, Jr., Simpson Thacher

Partner and Head of the Firm’s Funds Regulatory and Investigations group; former Chief of the SEC’s Complex Financial Instruments Unit

Robert Ingwer, ACA Group

Principal Consultant, Investment Adviser Division; compliance executive offering over 10 years’ experience building, supporting and leading advisory businesses in both private equity and fixed income

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