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At the Table: Tackling Implementation of ESMA Marketing Guidelines and the SEC Marketing Rule
Episode 329th September 2022 • The Regulatory Roundtable • Simpson Thacher
00:00:00 00:49:15

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In this episode we discuss the emergence of new ESMA marketing guidelines; compliance with the SEC’s new marketing rule coming into effect November 4, 2022; and key takeaways of interest for sponsors operating in the EU and the U.S. 

Meet Your Episode Three Hosts:

David W. Blass, Simpson Thacher

Partner; formerly served as General Counsel of the Investment Company Institute and also held senior roles for over a decade at the SEC


Meaghan A. Kelly, Simpson Thacher

Partner; specializes in advising fund managers with respect to SEC examinations, compliance and disclosure questions, and SEC enforcement investigations

Owen Lysak, Simpson Thacher

Partner; leads the Firm’s European financial services and funds regulatory practice, advising private funds and alternative asset managers on complex U.K. and EU financial regulatory matters

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