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[Investment] 9, Investment Policy Statement
11th April 2025 • Open Exam Prep • Ran Chen
00:00:00 00:04:02

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Guides investment decisions by outlining client objectives, risk tolerance, and constraints. --

The CFP Exam is known for its difficulty, and as I embark on this learning journey, I’ve found it to be quite challenging. I created this podcast to document my study notes, and I hope you find them helpful in your own preparation.

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More Exam Prep Content Visit: https://open-exam-prep.com/

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[Investment] 9, Investment Policy Statement
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[Investment] 10, Market Indices
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[Investment] 27, Convertible Bonds
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[Investment] 28, Property Valuation
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[Investment] 7, Security Regulations
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[Investment] 25, Bond Immunization
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[Investment] 8, Money Market Securities
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[Investment] 26, Preferred Stock
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[Investment] 5, Dividend Dates
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[Investment] 6, Stock Splits
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[Investment] 24, Yield Curve Theories
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[Investment] 23, Original Issue Discount
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[Investment] 18, Portfolio Performance Measures
00:03:45
[Investment] 17, Capital Asset Pricing Model (CAPM)
00:03:47
[Investment] 21, Yield Measures
00:03:46
[Investment] 22, Accrued Interest
00:03:37
[Investment] 20, Bond Duration
00:03:39
[Investment] 19, Efficient Market Hypothesis
00:03:59
[Investment] 13, Correlation Coefficient
00:03:59
[Investment] 14, Beta
00:03:54
[Investment] 16, Modern Portfolio Theory
00:03:59
[Investment] 15, Systematic vs. Unsystematic Risk
00:03:41
[Investment] 30, Options
00:03:53
[Investment] 11, Standard Deviation
00:03:56
[Investment] 12, Coefficient of Variation
00:03:52
[Investment] 29, Investment Companies
00:03:48
[Investment] 3, Margin Requirements
00:04:01
[Investment] 4, Research Reports
00:03:42
[Investment] 1, Investment Options
00:04:12
[Investment] 2, Short-Selling
00:03:45
[Insurance] 20, Social Security Benefits
00:04:01
[Insurance] 18, Long Term Care
00:03:57
[Insurance] 19, Disability Insurance
00:04:03
[Insurance] 17, COBRA Coverage
00:03:59
[Insurance] 16, HSA Eligibility
00:04:01
[Insurance] 15, PPACA Requirements
00:03:57
[Insurance] 14, Health Insurance
00:03:54
[Insurance] 12, Universal Life Insurance
00:03:58
[Insurance] 13, Annuities
00:03:51
[Insurance] 11, Life Insurance Types
00:03:49
[Insurance] 10, State Regulation
00:04:10
[Insurance] 9, Rating Agencies
00:03:43
[Insurance] 8, Coinsurance Clause
00:03:51
[Insurance] 7, Valuation Methods
00:04:00
[Insurance] 6, Exclusions and Riders
00:03:59
[Insurance] 2, Risk Management
00:03:45
[Insurance] 3, Law of Large Numbers
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[Insurance] 1, Insurance Purpose
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[Insurance] 4, Insurable Interest
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[Insurance] 5, Agent vs. Broker
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[Tax] 30, Deduction Clustering
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[Tax] 28, Gross Income Exclusions
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[Tax] 29, Charitable Contributions
00:03:47
[Tax] 27, Gross Income Inclusions
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[Tax] 26, Below Market Loans
00:03:32
[Tax] 21, Kiddie Tax
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[Tax] 24, Pass-Through Entity Deductions
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[Tax] 25, Section 179 Deduction
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[Tax] 23, Hobby Losses
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[Tax] 22, Alternative Minimum Tax (AMT)
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[Tax] 20, Child Tax Credit
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[Tax] 19, Standard Deduction
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[Tax] 18, Filing Status
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[Tax] 16, Insurance Policy Exchanges (Section 1035)
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[Tax] 17, Basic Tax Formula
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[Tax] 15, Involuntary Conversions (Section 1033)
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[Tax] 14, Section 1202 Stock
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[Tax] 13, Section 1244 Stock
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[Tax] 12, Worthless Securities
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[Tax] 11, Non-Qualified Use for Section 121
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[Tax] 9, Wash Sales
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[Tax] 8, Ordinary Income Rates
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[Tax] 6, Related Party Transactions
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[Tax] 7, Long-Term Capital Gains Rates
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[Tax] 10, Personal Residence Gain Exclusion
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[Tax] 5, Gifted Property Basis
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[Tax] 4, Inherited Property Basis
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[Tax] 3, Adjustments to Basis
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[Tax] 2, Cost Basis
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[Tax] 1, Types of Assets
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28. [Retirement] 28, 457 Plans
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27. [Retirement] 27, 403(b) Plans
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26. [Retirement] 26, SIMPLE Plans
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30. [Retirement] 30, Stock Options
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29. [Retirement] 29, Nonqualified Plans
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23. [Retirement] 23, Roth vs. Traditional IRAs
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22. [Retirement] 22, Distribution Rules
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21. [Retirement] 21, ESOPs
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25. [Retirement] 25, Roth IRA Conversions
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24. [Retirement] 24, IRA Contribution Limits
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14. [Retirement] 14, Pension Plan Types
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12. [Retirement] 12, Top-Heavy Plans
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11. [Retirement] 11, Vesting Schedules
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20. [Retirement] 20, Stock Bonus Plans
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18. [Retirement] 18, 401(k) Plans
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17. [Retirement] 17, Profit Sharing Plans
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16. [Retirement] 16, Social Security Integration
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6. [Retirement] 6, ERISA Protection
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19. [Retirement] 19, Safe Harbor 401(k)
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20. [Fundamentals] 20, Education Savings Plans
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18. [Fundamentals] 18, Fiscal Policy Tools
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8. [Fundamentals] 8, Conflict of Interest
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7. [Fundamentals] 7, Fiduciary Duty
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4. [Fundamentals] 4, Code of Ethics
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18. [Estate Planning] 18, Income in Respect of a Decedent (IRD)
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16. [Estate Planning] 16, Trusts in Estate Planning
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20. [Estate Planning] 20, Special Use Valuation
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12. [Estate Planning] 12, Gifts and Gift Tax
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11. [Estate Planning] 11, Types of Property Ownership
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9. [Estate Planning] 9, Probate
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7. [Estate Planning] 7, Power of Attorney
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6. [Estate Planning] 6, Will Provisions
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3. [Estate Planning] 3, Important Definitions
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2. [Estate Planning] 2, Unauthorized Practice of Law
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1. [Estate Planning] 1, Estate Planning Process
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4. [Estate Planning] 4, Basic Documents
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5. [Estate Planning] 5, Types of Wills
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